Journal of Tropical Pediatrics Advance Access originally published online on October 9, 2007
Journal of Tropical Pediatrics 2007 53(5):298-302; doi:10.1093/tropej/fmm072
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Clinical Review |
Evidence Behind the WHO Guidelines: Hospital Care for Children: What are the Risks of HIV Transmission Through Breastfeeding?
University of Edinburgh, Scotland
Institut Child and Adolescent Health and Development (CAH), World Health Organisation
The World Health Organization (WHO) has produced guidelines for the management of common illnesses in hospitals with limited resources. This series reviews the scientific evidence behind WHO's recommendations. The WHO guidelines, and more reviews are available at http://www.ichrc.org
This review addresses the question: What are the risks of HIV transmission through breastfeeding?
The WHO Pocketbook of Hospital Care for Children estimates the additional risk of mother-to-child transmission (MTCT) of HIV through breastfeeding without interventions to be 5–20%. This risk varies depending on duration and method of breastfeeding, and also because of differences in population characteristics, such as maternal and CD4+ cell counts and RNA viral load.
| Background |
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The human immunodeficiency virus (HIV) pandemic has resulted in a growing number of infants born and living with HIV, with a resultant impact on child welfare and survival, particularly in the developing world.
At the end of 2005, there were an estimated 2.3 million children living with HIV globally, 2 million of whom were born in sub-Saharan Africa [1]. Over 90% of newly acquired infections are attributable to mother-to-child transmission (MTCT), which includes transmission in utero, during labour, and postnatally through breastfeeding [2].
Administration of antiretroviral (ARV's;) perinatally and avoidance of breastfeeding confer similar benefits in terms of risk reduction. Whilst the decreasing global price of ARVs has made regimens more accessible to low-income countries, an unresolved problem is the reduction of transmission through breastfeeding.
| Methodology |
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The Cochrane Database was searched for reviews and randomized trials and a search of the 1966–2007 Medline database of the US National Library of Medicine was conducted using the PubMed clinical search strategy HIV and (disease transmission, vertical or HIV infections/transmission) and breastfeeding. Limiting the search to human and English, 820 papers were retrieved including 207 reviews. All abstracts were read; if there was any doubt as to the relevance of the article, the full text was sourced. Citations listed in relevant trials were also hand searched and reviewed.
The following studies were included: meta-analyses and analytic epidemiological studies, both observational (case control and cohort studies) and interventional (clinical trials) of HIV-infected women and their children; studies performed in general or specific populations and in hospitals or clinics; studies performed in any country. Papers were excluded if they were non-comparative, if their outcomes related to non-clinical endpoints, if they failed to clearly define comparison groups, if they failed to measure outcomes and exposures in the same objective way, if they failed to identify/control for known confounders and if they were in a language other than English. Methodological quality of included papers was at least type 2b according to the criteria of the Oxford Centre for Evidence-Based Medicine [3].
The exclusion criteria applied left a total of 22 papers for review including 5 meta-analyses, all of which were from the original search strategy.
The primary outcome assessed was the HIV infection status of the child. Participants included HIV-infected women and their infants, and risk factors known to be associated with MTCT of HIV were studied, with particular attention to maternal health, breast pathology and infant factors
| Results |
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Rates of breastfeeding transmission
An early meta-analysis by Dunn, et al.[4] estimated the frequency of breast milk transmission during acute maternal infection at 29% (95% CI, 16–42) and the additional risk of HIV-1 infection in infants who breastfed for at least 2 years at 14% (95% CI, 7.0–22.0).
A more recent randomized clinical trial from Nairobi found a cumulative probability of HIV-1 infection at 24 months as 36.7% (95% CI, 29.4–44.0) in the breastfeeding arm and 20.5% (95% CI, 14.0–27.0) in the formula-feeding arm [5]. The estimated risk of breast milk transmission was calculated at 16.2% (95% CI, 6.5–25.9). These findings are mirrored by a cohort study from Durban, which found an increased risk of 15% (95% CI, 1.8–31.8) through breastfeeding when compared to formula feeding [6]. Similarly, Fawzi, et al. [7] found a cumulative incidence (CI) for HIV infection of 33.8% (95% CI, 27.5–40.1) at 24 months, and a risk of transmission through breastfeeding of 17.9% (95% CI, 11.2–24.5).
The European Collaborative Study found the odds ratio (OR) of transmission to be 2.25 (95% CI, 0.97–5.23) in breastfed vs. never-breastfed children [8]. This is substantiated by a retrospective cohort study from Brazil demonstrating that ever breastfeeding was associated with a 2.2-fold increased risk of infection (95% CI, 1.2–4.2) [9].
Method of feeding
A prospective cohort study in Durban estimated that the probability of HIV detection up to 6 months was similar among never and exclusive breast feeders, at 0.194 (95% CI, 0.136–0.260) and 0.194 (95% CI, 0.125–0.274), respectively, whilst the probability of transmission in those practicing mixed breastfeeding (MF) increased to 0.261 (95% CI, 0.205–0.319). At 15 months, exclusive breastfeeding (EBF) was associated with a 0.247 (95% CI, 0.160–0.344) probability of infection, compared with 0.359(95% CI, 0.267–0.451) in mixed breast feeders [10]. An earlier analysis of the same cohort demonstrated that the increased probability of infection in infants on mixed feed was statistically significant by 3 months [11].
A study by Iliff, et al. [12] of a population in Zimbabwe found MF to be associated with a 4-fold increase in postnatal transmission at 6 months when compared to EBF (HR, 4.03; 95% CI, 0.98–16.61; P = 0.05), and a 3-fold increase in HIV infection or death (HR, 3.03; 95% CI, 0.95–9.69; P = 0.06). The protective effect of EBF decreased over time, but the risk of MF in terms of HIV infection and death were apparent at 18 months (HR, 2.48; 95% CI, 1.26–4.84; P = 0.08) [12].
In contrast, a cohort study by Magoni, et al. [13] in Uganda failed to demonstrate a significantly different risk between EBF and MF (hazard ratio for mixed feeding group 1.4; 95% CI, 0.6–3.3; P = 0.4), although both were associated with an increased risk of transmission when compared with exclusive formula feeding. However, Magoni, et al. [13] failed to adequately describe the methods used to measure and define early breastfeeding patterns, conceivably admitting an element of maternal recall bias. Moreover, the small sample size means the paper lacked sufficient statistical power to reliably comment on the risk of HIV transmission through breastfeeding intensity. An earlier study by Bobat, et al. [6] also found no significant increase in risk of HIV-1 transmission through MF.
Most recently, an intervention cohort study by Coovadia, et al. [14] in South Africa found that at 14 weeks of age, infants who received both formula and breast milk were nearly twice as likely to be infected as exclusively breastfed infants (HR, 1.82; 95% CI, 0.98–3.36; P = 0.057). Additionally, in a regression analysis with feeding classified as EBF for
20 weeks, EFF for 6 months, MF starting before 3 months and MF starting after 3 months, both early mixed feeders (HR, 1.54; 95% CI, 1.10–2.15; P = 0.011) and late mixed feeders (HR, 1.53; 95% CI, 1.07–2.20; P = 0.021) were at greater risk of infection than infants receiving EBF [14].
Duration of breastfeeding and timing of postnatal transmission
Nduati and colleagues [5] estimated that 75% of HIV-1 transmission through breastfeeding occurs in the first 6 months, although transmission occurs throughout the duration of exposure. In contrast, a more recent study by Iliff, et al. [12] found that 68.2% of all postnatal transmission occurred after 6 months.
An association between increased duration of breastfeeding and increased MTCT was reported in a cohort study from Nairobi [15]. Breastfeeding for >15 months was found to be a significant risk factor for HIV-1 postnatal infection (OR, 23.2; 95% CI, 2.7–211; P < 0.01). An earlier international pooled analysis by Leroy, et al. [16] estimated the cumulative probability of late postnatal transmission (from 2.5 months) at 0.7% at 6 months (95% CI, 0.2–2.2), 0.95% at 9 months(95% CI, 0.4–2.4), 2.5% at 12 months (95% CI,1.3–4.7), 6.3% at 18 months (95% CI, 3.9–9.95), 7.4% at 24 months (95% CI, 4.5–12.1) and 9.2% at 36 months (95% CI, 5.3–15.5). Iliff, et al. [12] found a cumulative percentage of postnatal transmission of 3.9% (95% CI, 3.0–4.7), 7.7% (95% CI, 6.6–9.3) and 12.1% (95% CI, 10.5–14.0) at 6, 12 and 18 months, respectively.
Miotti, et al. [17] also demonstrated greater risk with increased duration of breastfeeding, with a cumulative risk of infection from the first month postpartum of 3.5% from 1 to 5 months, 7.0% to 11 months, 8.9% at 17 months and 10.3% at 23 months. A statistically significant decrease in HIV infection rates per person-month occurred through the postpartum period (P = 0.01), from 0.7% in months 1–5 to 0.2% in months 18–23 [17].
This finding is at odds with the 2004 Breastfeeding and HIV International Transmission Study (BHITS) meta-analysis, which found that the incremental risk of late postnatal transmission did not change significantly with time. The BHITS group found cumulative probability rates from 28 days, of 1.6% at 3 months (95% CI, 0.3–2.9), 4.2% at 6 months (95% CI, 1.8–6.7), 6.0% at 9 months (95% CI, 3.3–8.6), 7.0% at 12 months (95% CI, 4.7–9.3), 7.2% at 15 months (3.6–10.7) and 9.3% at 18 months (3.8–14.8) [18].
Analysis of data collected as part of a randomized trial in Nairobi, showed the overall probability of breast milk transmission of HIV-1 per litre of breast milk to be 0.00064 (95% CI, 0.00035–0.00093). The probability of breast milk transmission per day of exposure was estimated at 0.00028 (95% CI, 0.00013–0.00042). No significant difference was found between the probability of transmission in children <4 months vs. children
4 months old (P = 0.4) [19].
Maternal risk factors
Maternal plasma HIV and HIV-RNA load
All studies appraised, found a significant increase in risk of HIV-1 transmission with increased plasma HIV-RNA load [7, 20, 21]. A pooled analysis of two short-course ARV trials has shown a 2.65-fold (95% CI, 1.75–4.0) increased risk of transmission for every log10 increase in RNA viral load [22].
Analysis of data from Malawi has shown an association between plasma HIV-1 load and MTCT of HIV at both 6 weeks (OR, 3.53; 95% CI, 1.57–7.87) and 12 months (OR, 3.44; 95% CI, 1.56–7.49) of age [23].
Maternal breast milk HIV-RNA load
A secondary analysis of data from the RCT in Nairobi found that first breast milk virus load was a significant predictor of HIV-1 transmission (P = 0.02) [24]. A 10-fold increase in breast milk virus load was associated with a 2-fold increase in risk of infection (95% CI, 1.3–3.0; P < 0.01). Breast milk viral load was significantly higher in colostrum than in mature breast milk samples collected between weeks 2–48 (2.59 vs. 2.04 log10 HIV-1 RNA copies/mL; P = 0.004). However, in an analysis of breastfed children in Brazil, a history of colostrum intake was not significantly associated with infant infection (P = 0.95) [9].
Maternal CD4+ count
The 2004 BHITS meta-analysis showed a strong relationship between maternal CD4+ lymphocyte count at delivery and risk of postnatal transmission of HIV-1: Risk of infection increased 8-fold with a CD4+ count of <200 x 106/mL, and 3.5x with a cell count between 200 and 499 x 106/mL [18]. Analyses in Nairobi and Cote dIvoire identified the same trend, although blood samples were collected at different stages of the study [15, 20]. Iliff, et al. [12] demonstrated a 6-fold increase in HIV infection at 6 months with a maternal CD4 count at delivery of <200 x 106/mL (HR, 6.23; 95% CI, 3.65–10.23; P < 0.0001) when compared with a count of
500 x 106/mL. A CD4 count of <350 x 106 at delivery was associated with a significantly increased risk of HIV infection at 6, 12 and 18 months. Similarly, a recent study by Coovadia, et al. [14] found that infants born to mothers with CD4 counts <200/µL were almost four times more likely to acquire HIV or die than those born to mothers with counts >500/µL, when adjusting for confounding variables (HR, 3.97; 95% CI, 2.63–5.98; P < 0.001).
This suggests that low maternal CD4+ count is consistently associated with increased risk of transmission through breastfeeding.
Breast pathology
Semba, et al. [23] Embree, et al. [15] and John, et al. [21] demonstrated a statistically significant association with the presence of mastitis and an increased risk of HIV-1 transmission through breastfeeding. John, et al. [21] found that late maternal mastitis (
2 months) was associated with the highest risk of transmission, whilst Semba, et al. [23] found the greatest risk at 6 weeks postpartum (OR, 2.38; 95% CI, 1.26–4.42; P < 0.0008).
Tess, et al. [9] found an insignificantly increased risk of HIV-1 transmission if the mother reported bleeding nipples. Cracked nipples were also associated with a minimal, insignificant increased risk of transmission (OR, 0.5; 95% CI, 0.1–4.7). This is similar to the data from Nairobi, which demonstrated an increased risk of early transmission in the presence of cracked nipples (OR, 2.5) which became significant if the cracked nipples were reported to bleed (OR, 6.5) [21].
A study from Tanzania found that the presence of a maternal breast lesion doubled the risk of postnatal transmission through breastfeeding (relative risk (RR), 2.0) [7]. This finding is corroborated by associations found by John, et al. [21] between breast abscesses and late HIV infection (OR, 51.6).
Neither Ekpini, et al. [25] Miotti, et al. [17] nor Tess, et al. [9] found a significant relationship between breast pathology and increased risk of HIV-1 transmission, although Tess, et al. [9] and Ekpini, et al. [25] showed a trend for increased MTCT in the presence of bleeding or cracked nipples.
Infant risk factors
Infant oral candidiasis has been identified as a risk factor for late postnatal transmission. Embree, et al. [15] found an increased risk of infection if oral thrush was present before 6 months of age (OR, 7.3; 95% CI, 2.0–27.1, P < 0.01). Ekpini, et al. [25] also demonstrated this trend, but the increase was not significant (OR, 5.0; 95% CI, 0.6–39.8). Similarly, John, et al. [21] showed an insignificant association between infant thrush and overall infection (RR, 1.8; 95% CI, 0.2–13.6).
| Discussion |
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The studies analyzed found similar rates of additional HIV transmission through breastfeeding, broadly in line with the WHO guideline of 5–20% [26]. Discrepancies between estimates can be explained by variation between studies in methodology, maternal and infant factors and breastfeeding practices. A standardized model for studies on MTCT has now been developed by the WHO which will facilitate future comparisons [26].
The increase in MTCT associated with breast disease suggests that regular screening is warranted where possible and affordable. Where exclusive formula feeding is not acceptable or feasible, avoidance of breastfeeding during periods of breast pathology could be beneficial. Equally, advice about infant feeding should include optimal breastfeeding techniques to avoid cracked nipples, milk stasis and mastitis. Safe sex should be practiced throughout the breastfeeding period to prevent re-infection with the virus and subsequent disease progression.
The risk of MTCT associated with low maternal CD4+ count and high viral load highlights the need for research into the safety of maternal antiretroviral therapy throughout the breastfeeding period. It is likely that administration of HAART during late pregnancy and lactation would reduce not only MTCT, but also maternal poor health and death associated with disease progression, with additional benefits to the infant. Trials are currently ongoing to assess the safety and efficacy of HAART in this context with follow-up trial data awaited. Evidence on the efficacy of infant prophylaxis is also inconclusive, with more data expected.
| Summary |
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At present, the WHO advises that unless replacement feeding is acceptable, feasible, affordable, sustainable and safe for infant and mother, EBF should be practiced. This recommendation is supported by the findings of this review, with the majority of evidence suggesting that practicing mixed feeding is associated with a significantly increased risk of MTCT. In resource-poor areas, where ideal preparation of formula milk is unlikely, women must be counselled regarding EBF, and empowered to make appropriate decisions about their feeding choices.
| Notes |
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Section Editors: Trevor Duke and Julian Kelly
For more information on this project to evaluate the evidence behind the WHO Hospital Care for Children, see J Trop Pediatr 2006; 52: 1–2. If you would like suggest a topic or contribute a review, please contact Dr Julian Kelly. E-mail: < julian.kelly{at}rch.org.au>.
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