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Journal of Tropical Pediatrics Advance Access originally published online on August 30, 2006
Journal of Tropical Pediatrics 2006 52(5):307-310; doi:10.1093/tropej/fml036
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© The Author [2006]. Published by Oxford University Press. All rights reserved. For Permissions, please email: journals.permissions@oxfordjournals.org

Clinical Review

In Children Aged 2–59 months with Pneumonia, Which Clinical Signs Best Predict Hypoxaemia?

Philip Ayiekoa, and Mike Englisha,b

aKenya Medical Research Institute/Wellcome Trust Collaboration, Nairobi, Kenya
bDepartment of Paediatrics, University of Oxford, Oxford, UK

Correspondence: Philip Ayieko, Kenya Medical Research Institute/Wellcome Trust Collaboration, P. O. Box 43640-00100, GPO, Nairobi, Kenya. E-mail < payieko{at}nairobi.kemri-wellcome.org>.

The World Health Organization (WHO) has produced guidelines for the management of common illnesses in hospitals with limited resources. This series reviews the scientific evidence behind WHO's recommendations. The WHO guidelines, and more reviews are available at: http://www.ichrc.org.

This review addresses the question: In children aged 2–59 months with pneumonia, which clinical signs best predict hypoxaemia?

The WHO Pocketbook of Hospital Care for Children recommends that very severe pneumonia is defined as cough or difficulty breathing and at least one of: cyanosis, severe respiratory distress, inability to drink or vomiting everything, or lethargy/unconsciousness/convulsions, and that severe pneumonia is defined as cough or difficulty breathing plus one of: lower chest indrawing, nasal flaring, grunting.


    Introduction
 Top
 Introduction
 Methodology
 Results
 Discussion
 Summary

 Acknowledgements
 References
 
A plausible gold standard for the presence of severe disease in lower respiratory tract infection (LRTI) is the presence of hypoxaemia. Hypoxaemia is a clear indication for inpatient care because children are likely to benefit from supportive care, especially oxygen administration. Treatment guidelines [1, 2] recommend that in a child with pneumonia admitted for inpatient care, pulse oximetry—a non-invasive estimate of arterial oxygenation—should be used to guide oxygen therapy. In developing countries, however, facilities such as pulse oximetry for the early detection of hypoxaemia are lacking and oxygen is in short supply. As an alternative, recent studies [3–5] have suggested a range of respiratory and non-respiratory signs that predict hypoxaemia thus guiding referral for or administration of oxygen therapy.


    Methodology
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 Introduction
 Methodology
 Results
 Discussion
 Summary

 Acknowledgements
 References
 
The clinical search strategy used was that of Haynes et al. ‘Clinical Queries’ in PubMed. The search strategy employed was as follows: Hypoxaemia AND predict* AND clinical signs. Both broad and narrow searches were conducted. Filters for diagnosis were employed. One hundred and twenty five articles were found.

Articles were excluded if they did not answer the clinical question. This left 12 studies all of which were from developing countries. One study was excluded because it assessed hypoxaemia in acute respiratory and non-respiratory illnesses [6]. Among the 11 studies selected for inclusion, one was an extensive review of the data and findings of the seven studies conducted prior to the date of the review. Two studies have been conducted since this review.


    Results
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 Introduction
 Methodology
 Results
 Discussion
 Summary

 Acknowledgements
 References
 
Systematic review
Published studies evaluating the value of clinical signs in predicting hypoxaemia in children with acute lower respiratory infection were reviewed in 2001 [7]. The prevalence of hypoxaemia, determined by pulse oximetry, ranged from 31 to 72%, depending on the definition of hypoxaemia used. Different cut-off values were used to define hypoxaemia at the study sites located at varying altitudes (Table 1). The review presented the sensitivity and specificity of clinical signs associated with hypoxaemia as discussed by various studies. [3–5, 8–10]. These signs included very fast breathing, cyanosis, grunting, nasal flaring, chest retractions, head nodding and auscultatory signs as well as general depression of the child, inability to feed and lethargy. The reported value of the various signs as indicators of the need for oxygen therapy is presented subsequently, followed by more recent studies that have post-dated the review.


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TABLE 1 Sensitivities and specificities of clinical signs for hypoxaemia

 
Use of clinical signs as indicators of oxygen therapy
Central cyanosis
Clinical interpretation of this sign can be difficult. Bluish discolouration of the nail beds or lips represents peripheral cyanosis and is not always a reliable indicator of central cyanosis. In areas where moderate and severe anaemia (Hb < 7 g/dl) are common and/or in highly pigmented races there are particular difficulties in using cyanosis as a clinical sign. Observers also often disagree over whether the sign is present or not and the usefulness of the sign may vary with the age of the child.

Despite these problems, in the majority of studies cyanosis remains very useful. It appears to have a higher specificity than other signs—that is the number of times oxygen would be given on the basis of this sign when it might not be needed are proportionately few. In addition, central cyanosis has poor sensitivity. That is, of all the children who really have hypoxaemia, central cyanosis detects a proportion of hypoxic children that varies widely between studies (from 9–80%).

Inability to drink/poor general status
It is defined to include severe lethargy, prostration or sometimes coma. The recent studies that have assessed the usefulness of this group of signs show mixed results. For an inability to drink, in most studies the sensitivity was low (<50%) but better than that for cyanosis. However, in two of the four studies this was at the cost of low specificity, suggesting that many children might be identified as hypoxaemic who are not, potentially wasting oxygen. Where the general status was very poor with children being comatose sensitivity was somewhat improved (49–68%) but specificity was poor in two of the three studies (<80%) [3, 10].

Severe chest indrawing
Perhaps because chest indrawing is a key sign in the diagnosis and classification of pneumonia in children it has not convincingly been demonstrated that it is helpful beyond this in the detection of hypoxaemia.

Over 70 breaths/minute (in children 2 months up to 5 years old)
Errors in counting respiratory rates are likely to increase as the rates increase. Under study conditions, very high respiratory rates have shown variable performance as indicators of hypoxaemia and possibly some variability with age with higher specificity and lower sensitivity as age increases above 12 months [3]. In one study [9], at high altitude sensitivity was very low (<20%) although specificity was 100%. Overall it would seem sensitivity is modest (4–57%) and specificity good (70–100%) for a threshold of >70 bpm while reducing the threshold to >60 bpm predictably increases sensitivity and reduces specificity limiting the usefulness of very high respiratory rate thresholds.

Restlessness
Restlessness does not appear to be a useful predictor of hypoxia in the context of pneumonia or severe acute respiratory infection (ARI) although there are few studies examining its value.

Head nodding
This sign is present if the head nods downwards towards the chest each time the child breathes in as a result of accessory muscle use in breathing.

There are limited data evaluating the usefulness of this sign. In one study [8], sensitivity was low (29%) but specificity high (96%) while in the other [5], from the same site, sensitivity was better (57%) but specificity lower (85%).

Post-review studies
Two post-review studies were identified. In India, respiratory rates above age-specific cut-offs were the single most useful sign in predicting hypoxaemia (sensitivity 82%; specificity 51%) [11]. Cyanosis was much more specific (96%) but if used alone would have failed to detect over 80% of children with hypoxaemia. Chest indrawing and grunting although specific for hypoxaemia were rare signs with very low sensitivity (<20%). The second study from Papua New Guinea correlated clinical findings with different levels of hypoxaemia, <93, <90 and <85% [12]. From this study conducted among children with pneumonia at high altitude, cyanosis, head nodding and drowsiness were good predictors of hypoxaemia but lacked sensitivity. The sensitivity of these signs improved slightly as the cut-offs for hypoxaemia were lowered; when oxygen saturation of 93% was used, the sensitivities of the three signs ranged from 24 to 74% and increased to 60–90% when the cut-off was lowered to 85% (Table 1).


    Discussion
 Top
 Introduction
 Methodology
 Results
 Discussion
 Summary

 Acknowledgements
 References
 
The risk of death from pneumonia increases significantly when hypoxaemia is present. In fact, studies have shown that severe hypoxaemia is likely to be on the causal pathway to mortality in children with lower respiratory infections [13]. The compensatory respiratory responses to hypoxaemia or indicators of its consequences (for example, altered levels of activity or consciousness) can be used to predict its presence. These associated physical signs include: cyanosis, raised respiratory rate and use of accessory muscles in breathing resulting in head nodding. Apart from these several non-respiratory signs present in severely ill children may serve as indicators of severe disease in children with respiratory infection. Examples include altered general mental status of a child.


    Summary
 Top
 Introduction
 Methodology
 Results
 Discussion
 Summary

 Acknowledgements
 References
 
Children admitted with lower respiratory tract infections should be evaluated for hypoxaemia. Pulse oximetry, a non-invasive and accurate method of estimating arterial oxygen saturation, is by far the best method. In centres where pulse oximetry is not available, clinical signs must be used to predict hypoxaemia. No single sign has been found to be a reliable predictor of hypoxaemia. Sensitivity is low for most signs, so combinations need to be used, including respiratory rate >60, inability to feed, altered mental status. Cyanosis and head nodding are highly specific for hypoxaemia, but lack sensitivity.


    Acknowledgements
 Top
 Introduction
 Methodology
 Results
 Discussion
 Summary

 Acknowledgements
 References
 
This work is published with the permission of the Director of KEMRI. M.E. is supported by a Wellcome Trust (UK) research fellowship (#076827). The advice of an informal WHO group collaborating to produce evidence summaries that inform guidelines for care of children in low-income settings is gratefully acknowledged.


   
 Top
 Introduction
 Methodology
 Results
 Discussion
 Summary

 Acknowledgements
 References
 
Section Editors: Trevor Duke and Julian Kelly

For more information on this project to evaluate the evidence behind the WHO Hospital Care for Children, see J Trop Pediatr 2006; 52: 1–2. If you would like suggest a topic or contribute a review, please contact Dr Julian Kelly: E-mail <julian.kelly{at}rch.org.au>.


    References
 Top
 Introduction
 Methodology
 Results
 Discussion
 Summary

 Acknowledgements
 References
 

  1. British Thoracic Society. (2002) BTS guidelines for the management of community acquired pneumonia in childhood. Thorax 57:1–24.[Free Full Text]
  2. WHO. (2005) Pocket Book of Hospital care for children: guidelines for the management of common illnesses with limited resources.
  3. Onyango FE, Steinhoff MC, Wafula EM, et al. (1993) Hypoxaemia in young Kenyan children with acute lower respiratory infection. Brit Med J 306:612–5.[Abstract/Free Full Text]
  4. Smyth A, Carty H, Hart C. (1998) Clinical predictors of hypoxaemia in children with pneumonia. Ann Trop Paediatr 18:31–40.[Web of Science][Medline]
  5. Usen S, Weber M, Mulholland K, et al. (1999) Clinical predictors of hypoxaemia in Gambian children with acute lower respiratory tract infection: prospective cohort study. Brit Med J 318:86–91.[Abstract/Free Full Text]
  6. Duke T, Blaschke AJ, Sialis S, et al. (2002) Hypoxaemia in acute respiratory and non-respiratory illnesses in neonates and children in a developing country. Arch Dis Child 86:108–12.[Abstract/Free Full Text]
  7. Usen S and Webert M. (2001) Clinical signs of hypoxaemia in children with acute lower respiratory infection: indicators of oxygen therapy. Int J Tuberc Lung Dis 5:505–10.[Web of Science][Medline]
  8. Weber MW, Usen S, Palmer A, et al. (1997) Predictors of hypoxaemia in hospital admissions with acute lower respiratory tract infection in a developing country. Arch Dis Child 76:310–4.[Abstract/Free Full Text]
  9. Lozano JM, Steinhoff M, Ruiz JG, et al. (1994) Clinical predictors of acute radiological pneumonia and hypoxaemia at high altitude. Arch Dis Child 71:323–7.[Abstract/Free Full Text]
  10. Reuland DS, Steinhoff MC, Gilman RH, et al. (1991) Prevalence and prediction of hypoxemia in children with respiratory infections in the Peruvian Andes. J Pediatr 119:900–6.[CrossRef][Web of Science][Medline]
  11. Lodha R, Bhadauria PS, Kuttikat AV, et al. (2004) Can clinical symptoms or signs accurately predict hypoxemia in children with acute lower respiratory tract infections? Indian Pediatr 41:129–35.[Medline]
  12. Laman M, Ripa P, Vince J, et al. (2005) Can clinical signs predict hypoxaemia in Papua New Guinean children with moderate and severe pneumonia? Ann Trop Paediatr 25:23–7.[CrossRef][Web of Science][Medline]
  13. Duke T, Mgone J, Frank D. (2001) Hypoxaemia in children with severe pneumonia in Papua New Guinea. Int J Tuberc Lung Dis 5:511–19.[Web of Science][Medline]
  14. Dyke T, Lewis D, Heegard W, et al. (1995) Predicting hypoxia in children with acute lower respiratory infection: a study in the highlands of Papua New Guinea. J Trop Pediatr 41:196–201.[Abstract/Free Full Text]

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